Facts

 

What Does CMD Global Partners, LLC (“CMD”) Do With Your Personal Information?

 

The Law

 

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share and protect your personal information. Please read this notice carefully to understand what we do.

 

Our Policy

 

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

  • Social security number
  • Income
  • Employment and residential information
  • Account money and security balances
  • Transaction detail history
  • Investment objectives, goals, and risk tolerance
  • Credit history and credit scores

When you are no longer a client, we continue to share your information as described in this notice.

 

Your Rights

 

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons CMD chooses to share, and whether you can limit this sharing.

 

 

Definitions
Everyday Business Purposes The actions necessary by financial companies to run their business and manage customer accounts, such as processing transactions, mailing and auditing services, providing information to credit bureaus, responding to court orders and legal investigations.
Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. CMD has the following affiliate:

CMD Global Partners, Ltd.

Non-Affiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. CMD does not share information with non-affiliates for marketing purposes.
Joint Marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. CMD does not engage in joint marketing with non-affiliates.

 

 

Reasons we can share your personal information Does CMD share? Can you limit this sharing?
For our everyday business purposes—such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No
For our marketing purposes—to offer our products and services to you Yes No
For joint marketing with other financial companies No We do not share
For our affiliates’ everyday business purposes—information about your transactions and experiences Yes No
For our affiliates’ everyday business purposes—information about your creditworthiness No We do not share
For our affiliates to market to you No We do not share
For non-affiliates to market to you No We do not share
Contact Us Call CMD at 312-550-2666

 

 

Sharing Practices
How often does CMD notify me about their practices? We must notify you about our sharing practices when you open an account and each year while you are a customer.
How does CMD protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.
How does CMD collect my personal information? We collect your personal information, for example, when you

  • open an account or deposit money
  • pay for securities transactions
  • establish periodic distribution plans
  • conduct anti-money laundering review

We also collect your personal information from others, such as credit bureaus, affiliates, or other companies.

Why can’t I limit all sharing? Federal law gives you the right to limit sharing only for

  • affiliates’ everyday business purposes—information about your creditworthiness
  • affiliates to market to you
  • non-affiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.